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Home»Investments»Long Island investment advisor convicted of embezzling $1 million
Investments

Long Island investment advisor convicted of embezzling $1 million

prosperplanetpulse.comBy prosperplanetpulse.comMay 17, 2024No Comments3 Mins Read0 Views
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U.S. Attorney Breon Peace announced the conviction of Jeffrey Sloter for embezzling more than $1 million from clients to fund a lavish lifestyle. Photo: Andrew Hannick/AP

The former registered investment adviser and founder of New York investment advisory firm Battery Private was found guilty by a federal jury on Thursday of wire fraud, investment adviser fraud and money laundering. Sloter was convicted of embezzling more than $1 million from clients, funds used to support a lavish lifestyle.

A three-day trial before U.S. District Judge Gary Brown revealed that 46-year-old Jeffrey Slotower personally sold his clients’ funds, including a $125,000 Mercedes-Benz SUV, luxury clothing and jewelry, and court memberships. It was revealed that the money was used for luxury expenses. The exclusive Long Island National Golf Club.

“This case was about the greed and betrayal of customers who trusted the defendants and thought their funds were safely invested,” said U.S. Attorney Breon Peace. “Slotower tricked these customers into stealing money and lavishing them with new cars, high-end clothing and jewelry, and memberships at East End country clubs.”

Mr. Slotwer solicited investments from a California couple and promised them an 8% return on bonds backed by homeowner association fees (HOA bonds). Instead of investing the $1 million he received from his couple, he poured the money into his own personal account. To maintain his illusion that it was a legitimate investment, he made regular payments to his victims and falsely disguised them as income from investments.

In addition to luxury cars and country club memberships, Sloter used the stolen funds to purchase a $6,500 Chanel wallet, a $13,000 Rolex watch, and more than $11,000 worth of Ralph Lauren clothing.

The scam went undetected for several months, during which time the victims made additional investments in the purported HOA bonds, believing them to be legitimate. The scheme was finally unraveled and Sloter was arrested and convicted.

If Sloter is sentenced, he could face up to 30 years in prison.


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https://brooklyneagle.com/articles/2024/05/17/long-island-investment-advisor-convicted-of-embezzling-1m/





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